International Financial Securities Regulatory Commission

By Author: Luis Williams
Total Articles: 1
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FINRA offers securities professionals some of the industry’s most valuable education and training, particularly in compliance and regulatory matters. Conferences and educational events keep you informed about regulatory and rules developments, FINRA priorities and practical guidance on compliance issues.

Conferences & Events
Sharpen your knowledge of the latest compliance news, rules and regulations at FINRA’s conferences and educational events.

Online Learning
Stay current on compliance and regulatory topics right at your desk with FINRA’s convenient online learning courses.

FINRA Institute at Wharton
High-potential executives receive rigorous instruction in securities laws and regulation.

Continuing Education
Once registered, you are required to fulfill your CE requirements within 120 days after the 2nd anniversary of your initial registration.

The International Financial Securities Regulatory Commission was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.