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Going Public Bootcamp By: Brenda Hamilton
The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting issuer.(read entire article)(posted on: 2014-01-05)
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The Sec Issues Statement On The Registration Statement Process By: Brenda Hamilton
On July 31, 2013, The Securities and Exchange Commission announced the issuance of Commissioner Elisse B. Walter’s statement, ”The Commission’s Registration Process: How to Better Administer an Ounce of Prevention”.(read entire article)(posted on: 2014-01-05)
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Due Diligence In The Sec Registration Statement Process By: Brenda Hamilton
Private companies in going public transactions seeking to have their securties quoted on the OTCMarkets OTCQB must first become reporting with the Securities and Exchange Commission (the “SEC”).(read entire article)(posted on: 2014-01-05)
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Reverse Mergers In Going Public Transactions By: Brenda Hamilton
Private Companies become publicly traded filing a registration statement under the Securities Act of 1933, as amended. Another established method for private companies go public is through a Reverse Merger(read entire article)(posted on: 2014-01-05)
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Dtc Question And Answer By: Brenda Hamilton
DTC is the only stock depository in the United States.(read entire article)(posted on: 2014-01-05)
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Going Public Using Form 211 By: Brenda Hamilton
The last step in going public transactions is most often obtaining a stock trading or ticker symbol from the Financial Industry Regulatory Authority (“FINRA”).(read entire article)(posted on: 2014-01-05)
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Reverse Merger Game Changers By: Brenda Hamilton
Shell brokers continue to tout the virtues of reverse merger transactions, despite recent rule changes that eliminate many if not all of the benefits once conferred by them.(read entire article)(posted on: 2014-01-05)
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The Crowdfunding Rule 506 Distinction By: Brenda Hamilton
The JOBS Act’s new rules permitting general solicitation and advertising in Rule 506 private placements will become effective on September 23, and there is still some confusion about crowdfunding and Rule 506.(read entire article)(posted on: 2014-01-05)
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Form 10 Shells In Going Public Matters By: Brenda Hamilton
Issuers seeking to raise capital often attempt to go public using a reverse merger with a public shell. Blank check companies that file Form 10 Registration Statements are marketed as vehicles private companies can use to go public easily.(read entire article)(posted on: 2014-01-05)
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Regulation S And Foreign Issuers By: Brenda Hamilton
Foreign private issuers may raise capital in the U.S. by filing a registration statement under the Securities Act of 1933, as amended (the "Securities Act") or by selling securities that are exempt from the SEC's registration requirements.(read entire article)(posted on: 2014-01-05)
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