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Accredited Investor Status Under Regulation D By: Brenda Hamilton
On July 10, 2013, the SEC adopted final rules as required by the JOBS Act, which directed the SEC to eliminate the ban on general solicitation and advertising for certain offerings conducted under Rule 506 of Regulation D.(read entire article)(posted on: 2014-01-05)
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The Distinction Between Rule 506 And Crowdfunding By: Brenda Hamilton
The JOBS Act’s new rules permitting general solicitation and advertising in Rule 506 will become effective on September 23, and there is still some confusion about the difference between crowdfunding and general solicitation and advertising in Rule 506(c) offerings.(read entire article)(posted on: 2014-01-05)
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General Solicitation And Advertising Under Rule 506 By: Brenda Hamilton
As of two days ago, the Securities and Exchange Commission (“SEC”) rules implementing some provisions of the JOBS Act have become effective.(read entire article)(posted on: 2014-01-05)
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Investor Relations And New General Solicitation Rules By: Brenda Hamilton
Investor relations also known as stock promotion involves the publication of information about a public company to increase its stock price and trading volume.(read entire article)(posted on: 2014-01-05)
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Benefits Of Foreign Issuer Status In Going Public Transactions By: Brenda Hamilton
A private foreign company seeking to go public may be classified as a U.S. domestic issuer or a non-U.S., foreign private issuer under SEC rules.(read entire article)(posted on: 2014-01-05)
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Ipo Filing And Prospectus Delivery Requirements By: Brenda Hamilton
Under the Securities Act of 1933 as amended (the “Securites Act”), a Company that conducts an initial public offering (“IPO”) including in a going public transaction must adequately disclose material information to investors.(read entire article)(posted on: 2014-01-05)
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Confidential Submission Of Draft Sec Registration Statements By: Brenda Hamilton
The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the Securities and Exchange Commission (the “SEC”) on a confidential basis.(read entire article)(posted on: 2014-01-05)
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Custodianship Shells By: Brenda Hamilton
A new form of fraudster is distinguishing himself among the bottom feeders who prey upon small, financially distressed public companies and their shareholders.(read entire article)(posted on: 2014-01-05)
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The Laws That Apply To Finders By: Brenda Hamilton
Companies seeking capital are frequently approached by finders who offer to locate investors in exchange for a fee.(read entire article)(posted on: 2014-01-05)
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Hiring Investor Relations Firms In Rule 506 Offerings By: Brenda Hamilton
Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for private companies to raise capital prior to their going public transactions.(read entire article)(posted on: 2014-01-05)
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