Here's the recent articles submitted by michael williams
Articles By michael williams
Going Public And Making It To Nasdaq
By: michael williams
As you grow your business after you go public, you will also consider moving up to NASDAQ or a similar higher market.(read
entire article)
View : 54 Times
Category : Business
Moving Up After Going Public: From Otcbb/otcqb To Otcqx
By: michael williams
For many companies going public that start on the OTCBB/OTCQB, their goal is to move up to a higher market. One higher market is the OTCQX.(read
entire article)
View : 57 Times
Category : General
Integration And Limitations On Multiple Private Placements
By: michael williams
If you conduct multiple private placements, you run the risk that the SEC will say that what you thought were multiple, separate Private Placements was really one big Private Placement. The SEC integrates, or combines, the multiple Private Placements.(read
entire article)
View : 74 Times
Category : Business
Reselling Non-free Trading Or Restricted Securities
By: michael williams
People who buy stock in private placements under Regulation D not registered with the SEC as well as any stock owned by a company's officers, directors or affiliates, meaning control shareholders and shareholders owning more that 10% of a company's stock own “Non-Free Trading” or “Restricted Securities.” These kinds of securities can only be resold by persons who own them in certain limited ways.(read
entire article)
View : 55 Times
Category : Business
Rule 144 Restricted Securities And Non-insiders
By: michael williams
This article explores how people who are not Company Insiders and who buy stock in private placements under Regulation D not registered with the SEC can resell the stock they purchase in the private placement. These same rules apply to any stock acquired by Non-Insiders, even if not in a Regulation D private placement, such as stock issued for compensation to Non-Insiders.(read
entire article)
View : 59 Times
Category : Business
Rule 144 Restricted Securities And Insiders
By: michael williams
This article explores how people who are Company Insiders can resell their stock. Unlike Non-Insiders, Restricted Stock owned by Company Insiders is never fully free trading. But as with Non-Insider resales, Rule 144, which governs resales of Restricted Securities by Insiders, also distinguishes between Restricted Securities in a company which files reports with the SEC, called a “Reporting Company,” and a company which does not file reports with the SEC, called a “Non-Reporting Company” for resales by Company insiders.(read
entire article)
View : 102 Times
Category : Business
