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Archived Aritcles about Business
Confidential Submission Of Draft Sec Registration Statements By: Brenda Hamilton
The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the Securities and Exchange Commission (the “SEC”) on a confidential basis.(read entire article)(posted on: 2014-01-05)
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Custodianship Shells By: Brenda Hamilton
A new form of fraudster is distinguishing himself among the bottom feeders who prey upon small, financially distressed public companies and their shareholders.(read entire article)(posted on: 2014-01-05)
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The Laws That Apply To Finders By: Brenda Hamilton
Companies seeking capital are frequently approached by finders who offer to locate investors in exchange for a fee.(read entire article)(posted on: 2014-01-05)
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Hiring Investor Relations Firms In Rule 506 Offerings By: Brenda Hamilton
Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for private companies to raise capital prior to their going public transactions.(read entire article)(posted on: 2014-01-05)
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Going Public Bootcamp By: Brenda Hamilton
The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting issuer.(read entire article)(posted on: 2014-01-05)
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The Sec Issues Statement On The Registration Statement Process By: Brenda Hamilton
On July 31, 2013, The Securities and Exchange Commission announced the issuance of Commissioner Elisse B. Walter’s statement, ”The Commission’s Registration Process: How to Better Administer an Ounce of Prevention”.(read entire article)(posted on: 2014-01-05)
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Due Diligence In The Sec Registration Statement Process By: Brenda Hamilton
Private companies in going public transactions seeking to have their securties quoted on the OTCMarkets OTCQB must first become reporting with the Securities and Exchange Commission (the “SEC”).(read entire article)(posted on: 2014-01-05)
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Reverse Mergers In Going Public Transactions By: Brenda Hamilton
Private Companies become publicly traded filing a registration statement under the Securities Act of 1933, as amended. Another established method for private companies go public is through a Reverse Merger(read entire article)(posted on: 2014-01-05)
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Dtc Question And Answer By: Brenda Hamilton
DTC is the only stock depository in the United States.(read entire article)(posted on: 2014-01-05)
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Going Public Using Form 211 By: Brenda Hamilton
The last step in going public transactions is most often obtaining a stock trading or ticker symbol from the Financial Industry Regulatory Authority (“FINRA”).(read entire article)(posted on: 2014-01-05)
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