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Here's the recent articles submitted by Brenda Hamilton

Articles By Brenda Hamilton

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170 Companies Conduct Rule 506 Offerings   By: Brenda Hamilton
Since Rule 506(c) of Regulation D became effective, more than 170 issuers used the rule to conduct their offerings.(read entire article)
View : 259 Times
Category : Business

A New Crowdfunding Watchdog In Massachusetts   By: Brenda Hamilton
Consumer watchdogs and the Securities and Exchange Commission (“SEC”) as well are aware that certain provisions of the new Rule 506 created in connection with the JOBS Act could encourage fraud if not effectively policed, resulting in significant losses for non-accredited investors who choose to participate in 506 offerings.(read entire article)
View : 256 Times
Category : Business

Accredited Investor Status Under Regulation D.   By: Brenda Hamilton
On July 10, 2013, the SEC adopted final rules as required by the JOBS Act, which directed the SEC to eliminate the ban on general solicitation and advertising for certain offerings conducted under Rule 506 of Regulation D.(read entire article)
View : 252 Times
Category : Business

Anti Fraud Provisions Apply To Public Float Schemes   By: Brenda Hamilton
When companies go public through reverse merger transactions, insiders often employ various mechanisms to obtain not only control of the public shell but also of its free trading shares.(read entire article)
View : 262 Times
Category : Business

Benefits Of Foreign Issuer Status In Going Public Transactions   By: Brenda Hamilton
A private foreign company seeking to go public may be classified as a U.S. domestic issuer or a non-U.S., foreign private issuer under SEC rules.(read entire article)
View : 244 Times
Category : Business

Confidential Submission Of Draft Registration Statements   By: Brenda Hamilton
The JOBS Act allows an “emerging growth company” to submit a Form S-1 registration statement on a confidential basis.(read entire article)
View : 275 Times
Category : Investing / Finance

Confidential Submission Of Draft Sec Registration Statements   By: Brenda Hamilton
The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the Securities and Exchange Commission (the “SEC”) on a confidential basis.(read entire article)
View : 268 Times
Category : Business

Court Says Aged Debt Cannot Be Used To Issue Free Trading Shares   By: Brenda Hamilton
In the past few years, many OTC issuers have misused aged debt to issue unrestricted securities by obtaining a legal opinion from a corrupt or incompetent securities attorney.(read entire article)
View : 260 Times
Category : Business

Crowdfunding In Going Public Transactions   By: Brenda Hamilton
Recently the SEC published its new rules for equity crowdfunding offerings, called “Regulation Crowdfunding,” or “Reg CF” for short. The rules have yet to be finalized, and the Commission is currently asking for public comment on the 585-page document.(read entire article)
View : 278 Times
Category : Business

Custodianship Shells   By: Brenda Hamilton
A new form of fraudster is distinguishing himself among the bottom feeders who prey upon small, financially distressed public companies and their shareholders.(read entire article)
View : 253 Times
Category : Business

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