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Here's the recent articles submitted by Brenda Hamilton

Articles By Brenda Hamilton

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Rule 504 Question And Answer   By: Brenda Hamilton
Q. What Is Rule 504 of Regulation D? A. Rule 504 of Regulation D is a transactional exemption from the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”) for certain companies when they offer and sell securities.(read entire article)
View : 69 Times
Category : Business

Rule 506 Changes Private Placements   By: Brenda Hamilton
Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for private companies to raise capital before, during and after a going public transaction.(read entire article)
View : 71 Times
Category : Business

Rule 506 Not For Bad Actors Anymore   By: Brenda Hamilton
On July 10, 2013, the Securities and Exchange Commission (the “SEC” or “Commission”) adopted amendments to rules promulgated under Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).(read entire article)
View : 59 Times
Category : Business

Sec Bans Bad Actors   By: Brenda Hamilton
On July 10, 2013, the SEC adopted amendments to Rule 506 of Regulation D.(read entire article)
View : 117 Times
Category : Internet Marketing

Sec Registration Statement Comments   By: Brenda Hamilton
Securities offerings are regulated by the Securities Act of 1933, as amended.(read entire article)
View : 96 Times
Category : Business

Sec Suspends Hi Score And Olie After Janice Shell Research   By: Brenda Hamilton
On February 7, 2014. The SEC temporarily suspended trading in OLIE and Hi Score due to a lack of current and accurate information about the companies. It is not yet known whether the suspension will be followed by an SEC Enforcment action(read entire article)
View : 99 Times
Category : Business

Sec Trading Suspensions   By: Brenda Hamilton
The Securities Exchange Act of 1934 authorizes the Securities and Exchange Commission (the “SEC”) to issue a trading suspension for up to ten business days.(read entire article)
View : 67 Times
Category : Business

Seed Shareholders In Going Public Transactions   By: Brenda Hamilton
The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become an SEC reporting issuer.(read entire article)
View : 91 Times
Category : Business

Sponsoring Market Makers In Going Public Transactions   By: Brenda Hamilton
One step in going public transactions is obtaining a stock trading or ticker symbol from FINRA.(read entire article)
View : 72 Times
Category : Business

Stock Scalping   By: Brenda Hamilton
Stock scalping refers to the illegal and deceptive practice of recommending that others purchase a security while secretly selling the same security.(read entire article)
View : 95 Times
Category : Business

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