Here's the recent articles submitted by brenda hamilton
Articles By brenda hamilton
Court Says Aged Debt Cannot Be Used To Issue Free Trading Shares
By: brenda hamilton
In the past few years, many OTC issuers have misused aged debt to issue unrestricted securities by obtaining a legal opinion from a corrupt or incompetent securities attorney.(read
entire article)
View : 527 Times
Category : Business
Anti Fraud Provisions Apply To Public Float Schemes
By: brenda hamilton
When companies go public through reverse merger transactions, insiders often employ various mechanisms to obtain not only control of the public shell but also of its free trading shares.(read
entire article)
View : 447 Times
Category : Business
Accredited Investor Status Under Regulation D
By: brenda hamilton
On July 10, 2013, the SEC adopted final rules as required by the JOBS Act, which directed the SEC to eliminate the ban on general solicitation and advertising for certain offerings conducted under Rule 506 of Regulation D.(read
entire article)
View : 441 Times
Category : Business
The Distinction Between Rule 506 And Crowdfunding
By: brenda hamilton
The JOBS Act’s new rules permitting general solicitation and advertising in Rule 506 will become effective on September 23, and there is still some confusion about the difference between crowdfunding and general solicitation and advertising in Rule 506(c) offerings.(read
entire article)
View : 307 Times
Category : Business
General Solicitation And Advertising Under Rule 506
By: brenda hamilton
As of two days ago, the Securities and Exchange Commission (“SEC”) rules implementing some provisions of the JOBS Act have become effective.(read
entire article)
View : 264 Times
Category : Business
Investor Relations And New General Solicitation Rules
By: brenda hamilton
Investor relations also known as stock promotion involves the publication of information about a public company to increase its stock price and trading volume.(read
entire article)
View : 264 Times
Category : Business
Benefits Of Foreign Issuer Status In Going Public Transactions
By: brenda hamilton
A private foreign company seeking to go public may be classified as a U.S. domestic issuer or a non-U.S., foreign private issuer under SEC rules.(read
entire article)
View : 433 Times
Category : Business
Ipo Filing And Prospectus Delivery Requirements
By: brenda hamilton
Under the Securities Act of 1933 as amended (the “Securites Act”), a Company that conducts an initial public offering (“IPO”) including in a going public transaction must adequately disclose material information to investors.(read
entire article)
View : 265 Times
Category : Business
Confidential Submission Of Draft Sec Registration Statements
By: brenda hamilton
The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration statement and exhibits to the Securities and Exchange Commission (the “SEC”) on a confidential basis.(read
entire article)
View : 482 Times
Category : Business
Custodianship Shells
By: brenda hamilton
A new form of fraudster is distinguishing himself among the bottom feeders who prey upon small, financially distressed public companies and their shareholders.(read
entire article)
View : 461 Times
Category : Business
