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Here's the recent articles submitted by Brenda Hamilton

Articles By Brenda Hamilton

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Dtc Question And Answer   By: Brenda Hamilton
DTC is the only stock depository in the United States.(read entire article)
View : 68 Times
Category : Business

Dtcc Identifies Cyber Attacks As Most Significant Risk To Financial Markets   By: Brenda Hamilton
On August 7, Depository Trust & Clearing Corporation (DTCC) released a report identifying threats to the stability of the financial markets.(read entire article)
View : 75 Times
Category : Business

Due Diligence In The Sec Registration Statement Process   By: Brenda Hamilton
Private companies in going public transactions seeking to have their securties quoted on the OTCMarkets OTCQB must first become reporting with the Securities and Exchange Commission (the “SEC”).(read entire article)
View : 74 Times
Category : Business

Equity Lines In Going Public Transactions   By: Brenda Hamilton
In going public transactions, issuers consider many captial raising options. One capital raising option is the equity credit Line Most equity lines are structured so that the investor enters into an agreement with the Company giving it has the right, during the equity line term and subject to certain conditions, to put its securities to the investor.(read entire article)
View : 102 Times
Category : Computers

Financial Statement Requirements In Going Public Tranactions   By: Brenda Hamilton
Form S-1 registration statements require financial information that includes the issuer’s balance sheet, statement of shareholders’ equity, income statement and statement of cash flows. This blog post discusses the financial statement requirements of Form S-1 registration statements in going public transactions.(read entire article)
View : 86 Times
Category : Business

Finra Red Flags   By: Brenda Hamilton
The Financial Industry Regulatory Authority (“FINRA”) recently identified certain red flags in connection with a disciplinary action against Gar Wood Securities LLC.(read entire article)
View : 78 Times
Category : Business

Form 10 Shells In Going Public Matters   By: Brenda Hamilton
Issuers seeking to raise capital often attempt to go public using a reverse merger with a public shell. Blank check companies that file Form 10 Registration Statements are marketed as vehicles private companies can use to go public easily.(read entire article)
View : 98 Times
Category : Business

General Solicitation And Advertising Under Rule 506.   By: Brenda Hamilton
As of two days ago, the Securities and Exchange Commission (“SEC”) rules implementing some provisions of the JOBS Act have become effective.(read entire article)
View : 73 Times
Category : Business

Going Dark   By: Brenda Hamilton
Some issuers are evaluating whether any benefits of public company status remain. In some instances, issuers are seeking to voluntarily deregister with the SEC - commonly referred to as “going dark”.(read entire article)
View : 102 Times
Category : Business

Going Public Bootcamp   By: Brenda Hamilton
The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting issuer.(read entire article)
View : 77 Times
Category : Business

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